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ca - sample minimal CA application


openssl ca [-verbose] [-config filename] [-name section] [-gencrl] [-revoke file] [-status
serial] [-updatedb] [-crl_reason reason] [-crl_hold instruction] [-crl_compromise time]
[-crl_CA_compromise time] [-crldays days] [-crlhours hours] [-crlexts section] [-startdate
date] [-enddate date] [-days arg] [-md arg] [-policy arg] [-keyfile arg] [-keyform
PEM|DER] [-key arg] [-passin arg] [-cert file] [-selfsign] [-in file] [-out file]
[-notext] [-outdir dir] [-infiles] [-spkac file] [-ss_cert file] [-preserveDN]
[-noemailDN] [-batch] [-msie_hack] [-extensions section] [-extfile section] [-engine id]
[-subj arg] [-utf8] [-multivalue-rdn]


The ca command is a minimal CA application. It can be used to sign certificate requests in
a variety of forms and generate CRLs it also maintains a text database of issued
certificates and their status.

The options descriptions will be divided into each purpose.


-config filename
specifies the configuration file to use.

-name section
specifies the configuration file section to use (overrides default_ca in the ca

-in filename
an input filename containing a single certificate request to be signed by the CA.

-ss_cert filename
a single self signed certificate to be signed by the CA.

-spkac filename
a file containing a single Netscape signed public key and challenge and additional
field values to be signed by the CA. See the SPKAC FORMAT section for information on
the required input and output format.

if present this should be the last option, all subsequent arguments are assumed to the
the names of files containing certificate requests.

-out filename
the output file to output certificates to. The default is standard output. The
certificate details will also be printed out to this file in PEM format (except that
-spkac outputs DER format).

-outdir directory
the directory to output certificates to. The certificate will be written to a filename
consisting of the serial number in hex with ".pem" appended.

the CA certificate file.

-keyfile filename
the private key to sign requests with.

-keyform PEM|DER
the format of the data in the private key file. The default is PEM.

-key password
the password used to encrypt the private key. Since on some systems the command line
arguments are visible (e.g. Unix with the 'ps' utility) this option should be used
with caution.

indicates the issued certificates are to be signed with the key the certificate
requests were signed with (given with -keyfile). Cerificate requests signed with a
different key are ignored. If -spkac, -ss_cert or -gencrl are given, -selfsign is

A consequence of using -selfsign is that the self-signed certificate appears among the
entries in the certificate database (see the configuration option database), and uses
the same serial number counter as all other certificates sign with the self-signed

-passin arg
the key password source. For more information about the format of arg see the PASS
PHRASE ARGUMENTS section in openssl(1).

this prints extra details about the operations being performed.

don't output the text form of a certificate to the output file.

-startdate date
this allows the start date to be explicitly set. The format of the date is
YYMMDDHHMMSSZ (the same as an ASN1 UTCTime structure).

-enddate date
this allows the expiry date to be explicitly set. The format of the date is
YYMMDDHHMMSSZ (the same as an ASN1 UTCTime structure).

-days arg
the number of days to certify the certificate for.

-md alg
the message digest to use. Possible values include md5, sha1 and mdc2. This option
also applies to CRLs.

-policy arg
this option defines the CA "policy" to use. This is a section in the configuration
file which decides which fields should be mandatory or match the CA certificate. Check
out the POLICY FORMAT section for more information.

this is a legacy option to make ca work with very old versions of the IE certificate
enrollment control "certenr3". It used UniversalStrings for almost everything. Since
the old control has various security bugs its use is strongly discouraged. The newer
control "Xenroll" does not need this option.

Normally the DN order of a certificate is the same as the order of the fields in the
relevant policy section. When this option is set the order is the same as the request.
This is largely for compatibility with the older IE enrollment control which would
only accept certificates if their DNs match the order of the request. This is not
needed for Xenroll.

The DN of a certificate can contain the EMAIL field if present in the request DN,
however it is good policy just having the e-mail set into the altName extension of the
certificate. When this option is set the EMAIL field is removed from the certificate'
subject and set only in the, eventually present, extensions. The email_in_dn keyword
can be used in the configuration file to enable this behaviour.

this sets the batch mode. In this mode no questions will be asked and all certificates
will be certified automatically.

-extensions section
the section of the configuration file containing certificate extensions to be added
when a certificate is issued (defaults to x509_extensions unless the -extfile option
is used). If no extension section is present then, a V1 certificate is created. If the
extension section is present (even if it is empty), then a V3 certificate is created.
See the:w x509v3_config(5) manual page for details of the extension section format.

-extfile file
an additional configuration file to read certificate extensions from (using the
default section unless the -extensions option is also used).

-engine id
specifying an engine (by its unique id string) will cause ca to attempt to obtain a
functional reference to the specified engine, thus initialising it if needed. The
engine will then be set as the default for all available algorithms.

-subj arg
supersedes subject name given in the request. The arg must be formatted as
/type0=value0/type1=value1/type2=..., characters may be escaped by \ (backslash), no
spaces are skipped.

this option causes field values to be interpreted as UTF8 strings, by default they are
interpreted as ASCII. This means that the field values, whether prompted from a
terminal or obtained from a configuration file, must be valid UTF8 strings.

this option causes the -subj argument to be interpretedt with full support for
multivalued RDNs. Example:

/DC=org/DC=OpenSSL/DC=users/UID=123456+CN=John Doe

If -multi-rdn is not used then the UID value is 123456+CN=John Doe.


this option generates a CRL based on information in the index file.

-crldays num
the number of days before the next CRL is due. That is the days from now to place in
the CRL nextUpdate field.

-crlhours num
the number of hours before the next CRL is due.

-revoke filename
a filename containing a certificate to revoke.

-status serial
displays the revocation status of the certificate with the specified serial number and

Updates the database index to purge expired certificates.

-crl_reason reason
revocation reason, where reason is one of: unspecified, keyCompromise, CACompromise,
affiliationChanged, superseded, cessationOfOperation, certificateHold or
removeFromCRL. The matching of reason is case insensitive. Setting any revocation
reason will make the CRL v2.

In practive removeFromCRL is not particularly useful because it is only used in delta
CRLs which are not currently implemented.

-crl_hold instruction
This sets the CRL revocation reason code to certificateHold and the hold instruction
to instruction which must be an OID. Although any OID can be used only
holdInstructionNone (the use of which is discouraged by RFC2459)
holdInstructionCallIssuer or holdInstructionReject will normally be used.

-crl_compromise time
This sets the revocation reason to keyCompromise and the compromise time to time. time
should be in GeneralizedTime format that is YYYYMMDDHHMMSSZ.

-crl_CA_compromise time
This is the same as crl_compromise except the revocation reason is set to

-crlexts section
the section of the configuration file containing CRL extensions to include. If no CRL
extension section is present then a V1 CRL is created, if the CRL extension section is
present (even if it is empty) then a V2 CRL is created. The CRL extensions specified
are CRL extensions and not CRL entry extensions. It should be noted that some
software (for example Netscape) can't handle V2 CRLs. See x509v3_config(5) manual page
for details of the extension section format.


The section of the configuration file containing options for ca is found as follows: If
the -name command line option is used, then it names the section to be used. Otherwise the
section to be used must be named in the default_ca option of the ca section of the
configuration file (or in the default section of the configuration file). Besides
default_ca, the following options are read directly from the ca section:
RANDFILE preserve
msie_hack With the exception of RANDFILE, this is probably a bug and may change in future

Many of the configuration file options are identical to command line options. Where the
option is present in the configuration file and the command line the command line value is
used. Where an option is described as mandatory then it must be present in the
configuration file or the command line equivalent (if any) used.

This specifies a file containing additional OBJECT IDENTIFIERS. Each line of the file
should consist of the numerical form of the object identifier followed by white space
then the short name followed by white space and finally the long name.

This specifies a section in the configuration file containing extra object
identifiers. Each line should consist of the short name of the object identifier
followed by = and the numerical form. The short and long names are the same when this
option is used.

the same as the -outdir command line option. It specifies the directory where new
certificates will be placed. Mandatory.

the same as -cert. It gives the file containing the CA certificate. Mandatory.

same as the -keyfile option. The file containing the CA private key. Mandatory.

a file used to read and write random number seed information, or an EGD socket (see

the same as the -days option. The number of days to certify a certificate for.

the same as the -startdate option. The start date to certify a certificate for. If not
set the current time is used.

the same as the -enddate option. Either this option or default_days (or the command
line equivalents) must be present.

default_crl_hours default_crl_days
the same as the -crlhours and the -crldays options. These will only be used if neither
command line option is present. At least one of these must be present to generate a

the same as the -md option. The message digest to use. Mandatory.

the text database file to use. Mandatory. This file must be present though initially
it will be empty.

if the value yes is given, the valid certificate entries in the database must have
unique subjects. if the value no is given, several valid certificate entries may have
the exact same subject. The default value is yes, to be compatible with older (pre
0.9.8) versions of OpenSSL. However, to make CA certificate roll-over easier, it's
recommended to use the value no, especially if combined with the -selfsign command
line option.

a text file containing the next serial number to use in hex. Mandatory. This file
must be present and contain a valid serial number.

a text file containing the next CRL number to use in hex. The crl number will be
inserted in the CRLs only if this file exists. If this file is present, it must
contain a valid CRL number.

the same as -extensions.

the same as -crlexts.

the same as -preserveDN

the same as -noemailDN. If you want the EMAIL field to be removed from the DN of the
certificate simply set this to 'no'. If not present the default is to allow for the
EMAIL filed in the certificate's DN.

the same as -msie_hack

the same as -policy. Mandatory. See the POLICY FORMAT section for more information.

name_opt, cert_opt
these options allow the format used to display the certificate details when asking the
user to confirm signing. All the options supported by the x509 utilities -nameopt and
-certopt switches can be used here, except the no_signame and no_sigdump are
permanently set and cannot be disabled (this is because the certificate signature
cannot be displayed because the certificate has not been signed at this point).

For convenience the values ca_default are accepted by both to produce a reasonable

If neither option is present the format used in earlier versions of OpenSSL is used.
Use of the old format is strongly discouraged because it only displays fields
mentioned in the policy section, mishandles multicharacter string types and does not
display extensions.

determines how extensions in certificate requests should be handled. If set to none
or this option is not present then extensions are ignored and not copied to the
certificate. If set to copy then any extensions present in the request that are not
already present are copied to the certificate. If set to copyall then all extensions
in the request are copied to the certificate: if the extension is already present in
the certificate it is deleted first. See the WARNINGS section before using this

The main use of this option is to allow a certificate request to supply values for
certain extensions such as subjectAltName.


The policy section consists of a set of variables corresponding to certificate DN fields.
If the value is "match" then the field value must match the same field in the CA
certificate. If the value is "supplied" then it must be present. If the value is
"optional" then it may be present. Any fields not mentioned in the policy section are
silently deleted, unless the -preserveDN option is set but this can be regarded more of a
quirk than intended behaviour.


The input to the -spkac command line option is a Netscape signed public key and challenge.
This will usually come from the KEYGEN tag in an HTML form to create a new private key.
It is however possible to create SPKACs using the spkac utility.

The file should contain the variable SPKAC set to the value of the SPKAC and also the
required DN components as name value pairs. If you need to include the same component
twice then it can be preceded by a number and a '.'.

When processing SPKAC format, the output is DER if the -out flag is used, but PEM format
if sending to stdout or the -outdir flag is used.


Note: these examples assume that the ca directory structure is already set up and the
relevant files already exist. This usually involves creating a CA certificate and private
key with req, a serial number file and an empty index file and placing them in the
relevant directories.

To use the sample configuration file below the directories demoCA, demoCA/private and
demoCA/newcerts would be created. The CA certificate would be copied to demoCA/cacert.pem
and its private key to demoCA/private/cakey.pem. A file demoCA/serial would be created
containing for example "01" and the empty index file demoCA/index.txt.

Sign a certificate request:

openssl ca -in req.pem -out newcert.pem

Sign a certificate request, using CA extensions:

openssl ca -in req.pem -extensions v3_ca -out newcert.pem

Generate a CRL

openssl ca -gencrl -out crl.pem

Sign several requests:

openssl ca -infiles req1.pem req2.pem req3.pem

Certify a Netscape SPKAC:

openssl ca -spkac spkac.txt

A sample SPKAC file (the SPKAC line has been truncated for clarity):

CN=Steve Test
emailAddress=[email protected]
0.OU=OpenSSL Group
1.OU=Another Group

A sample configuration file with the relevant sections for ca:

[ ca ]
default_ca = CA_default # The default ca section

[ CA_default ]

dir = ./demoCA # top dir
database = $dir/index.txt # index file.
new_certs_dir = $dir/newcerts # new certs dir

certificate = $dir/cacert.pem # The CA cert
serial = $dir/serial # serial no file
private_key = $dir/private/cakey.pem# CA private key
RANDFILE = $dir/private/.rand # random number file

default_days = 365 # how long to certify for
default_crl_days= 30 # how long before next CRL
default_md = md5 # md to use

policy = policy_any # default policy
email_in_dn = no # Don't add the email into cert DN

name_opt = ca_default # Subject name display option
cert_opt = ca_default # Certificate display option
copy_extensions = none # Don't copy extensions from request

[ policy_any ]
countryName = supplied
stateOrProvinceName = optional
organizationName = optional
organizationalUnitName = optional
commonName = supplied
emailAddress = optional

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